Advisory Services
Our advisory services include the design, implementation, and monitoring of your financial plan. We use our advisory platform as a foundation to manage assets held at Cetera. We believe that our advisory services are ideal for clients who are looking to combine planning and asset management services under one umbrella. With these services, our compensation is a percentage of your managed assets.
Brokerage Services
Our brokerage services are suitable for clients who wish to be actively involved in the construction and maintenance of their portfolios. Recommendations are provided by our team, but the decisions for the purchase and sale of securities and insurance products are made solely by the client. Additionally, our products and transactions will have commissions or similar charges.
Fee-Based Planning Services
Our fee-based financial planning services are best for clients who are looking for recommendation and planning services only. With these services, recommendations are provided, but the implementation of the plan is exclusively the client’s responsibility. This relationship can be either a one-time service or ongoing with the scope of engagement defined prior to the start of services. Our fees are thus determined by the scope of services.
Examples of our financial planning services include:
- Comprehensive financial plan
- Basic financial plan
- Asset allocation review
- Risk analysis
- Multi-generational planning
- Education planning
- Retirement Accumulation or Income Strategies
- Cash Flow/Budget Planning
- Estate planning/Wealth transfer strategies